Red Oak
AI-powered compliance review for RIAs and broker-dealers.
Data updated Nov 11, 2026 · From public announcements
Total raised
n/a
No public rounds tracked yet
Latest round
n/a
First tracked
n/a
Backers
n/a
Not disclosed
About Red Oak
In the company's own words, reviewed by The Circle Desk.
Intuitive, AI-powered financial services compliance software for RIAs & broker dealers - advertising review, communications surveillance, ++.
Product Details
From public sources. Red Oak can confirm or correct these by claiming the profile.
- AI
- AI features
- Key features
- Regulatory change monitoring
- Compliance monitoring and testing
- Audit and evidence collection
- Reporting and dashboards
- API and integrations
- Founded
- 2010
- Headquarters
- US
Funding History
We have not tracked a public round for Red Oak yet.
When Red Oak announces a round, it will show up here and on the Funding Tracker. Follow to get an email when it does.
Quick Answers
- What does Red Oak do?
- Intuitive, AI-powered financial services compliance software for RIAs & broker dealers - advertising review, communications surveillance, ++. Legal Tech Circle lists Red Oak under Compliance, Risk & Privacy.
- What are the alternatives to Red Oak?
- Other Compliance & Privacy companies Legal Tech Circle tracks include Norm Ai, Athennian, Thirdfort, and SingleFile. Compare them side by side on funding, investors and fit before you shortlist.
- Does Red Oak use AI?
- Yes. Red Oak includes AI features.
- Where is Red Oak based?
- Red Oak is headquartered in US.
Source: Legal Tech Circle funding data, from public announcements. Updated November 11, 2026.