# Are Your AI Chats Protected by Privilege?

> A federal judge said a client's Claude chats were not privileged. Two other courts protected AI work. Here is where the line sits for lawyers and clients now.

By The Circle Desk | AI in Practice | Published 2026-10-26
Source: https://legaltechcircle.com/insights/ai-chats-attorney-client-privilege-heppner/

Not automatically, and sometimes not at all. In February 2026, Judge
Jed Rakoff of the Southern District of New York ruled that 31
documents a criminal defendant created with a consumer AI tool were
protected by neither the attorney-client privilege nor the work
product doctrine. Two other federal courts, one ruling the same day
and one six weeks later, reached friendlier results for pro se
litigants. The questions people keep typing into search boxes,
including "Heppner AI privilege," come down to how those three cases
fit together.

## What Did the Court Decide in United States v. Heppner?

Bradley Heppner, facing securities fraud charges, used the consumer
version of Anthropic's Claude to analyze his situation before his
arrest. He fed it information from his lawyers, generated documents on
his own, and later shared them with his defense team. The government
asked for a ruling that those documents were fair game, and Judge
Rakoff agreed from the bench on February 10 and in a [written
memorandum filed February
17](https://jlellis.net/wp-content/uploads/2026/02/USA-v-Heppner-Order-2026-02-17-AI-Not-Privileged.pdf).

The court gave three reasons on privilege. Claude is not a lawyer, so
there was no attorney-client communication. The exchanges were not
confidential, because Anthropic's consumer privacy policy allowed it
to use and disclose inputs. And sending the documents to counsel
afterward could not make them privileged retroactively. Work product
failed too, because Heppner acted "on his own volition," not at
counsel's direction. The memo itself describes the issue as "a
question of first impression nationwide." [Debevoise's
summary](https://www.debevoise.com/insights/publications/2026/02/update-judge-rakoff-issues-written-opinion-that-ai)
and the [Harvard Law Review
blog](https://harvardlawreview.org/blog/2026/03/united-states-v-heppner/)
walk through the reasoning in more detail.

## Did Other Courts Agree?

Not entirely. On the same day as the bench ruling, a magistrate judge
in the Eastern District of Michigan decided Warner v. Gilbarco and
refused to order a pro se plaintiff to hand over her ChatGPT
materials. He treated them as work product and wrote that "ChatGPT
(and other generative AI programs) are tools, not persons." Six weeks
later, in Morgan v. V2X in the District of Colorado, another
magistrate judge held that using a consumer AI tool does not
automatically waive work product protection, while still ordering the
plaintiff to name the tool he used.

An [ABA Law Technology Today
analysis](https://www.americanbar.org/groups/law_practice/resources/law-technology-today/2026/when-does-client-use-of-ai-waive-privilege/)
puts the split plainly. Heppner folded privilege and work product into
one analysis and found both lost. Warner and Morgan separated them,
treating disclosure to an AI provider as different from disclosure to
an adversary. Morgan also added protective order language that bars
uploading confidential material to an AI platform unless the provider
is contractually barred from training on inputs, restricted on third
party disclosure, and allows deletion on request. [Crowell & Moring
keeps a running
tracker](https://www.crowell.com/en/insights/client-alerts/crowell-tracker-of-court-rulings-on-legal-privilege-and-artificial-intelligence-tools)
of these rulings.

## Why It Matters for Firms and Legal Departments

Three opinions, two of them from magistrate judges, do not settle the
law. But they do tell you which facts courts are looking at. Was a
lawyer directing the AI use? Was the tool a consumer product or an
enterprise product with contractual confidentiality? Does the provider
train on inputs, and can the user delete data? Is the provider likely
to put the material in an adversary's hands?

Lucian Pera's September 2026 ethics column in [ABA Law Practice
magazine](https://www.americanbar.org/groups/law_practice/resources/law-practice-magazine/2026/september-october-2026/privilege-work-product-and-the-prompt-box/)
makes the practical comparison. Lawyers do not worry that a Westlaw or
Lexis search will be subpoenaed, he writes, because those vendors'
terms obligate them to keep submissions confidential. "Not so with
most general-purpose AI tools," he adds, "and certainly not with free
consumer-aimed tools." He also notes that clients face the same risks
when they paste their lawyer's advice into a public chatbot.

For legal tech buyers, that turns contract terms into a selection
criterion. Confidentiality obligations, training restrictions,
retention and deletion rights are now part of how a court may judge
whether privilege survived. Our earlier guide on [legal AI and client
confidentiality](https://legaltechcircle.com/insights/legal-ai-confidentiality-client-data/)
covers the questions to put to vendors.

## What to Watch

Watch for an appellate court to take up the question, and for more
protective orders with AI clauses like the one in Morgan. Watch, too,
for firms adding client warnings about AI use to engagement letters.
Commentators have already suggested that step.

**Partly Real.** The risk is real when a client uses a consumer tool
on their own. The idea that any AI use waives privilege is not what
the courts have said so far.

## Common Questions

**Are AI chats protected by attorney-client privilege?**

In Heppner, no. The court held a consumer AI tool is not a lawyer and
the chats were not confidential under the provider's policy. Other
courts have treated AI work by pro se litigants as protected work
product.

**Does sharing AI output with my lawyer make it privileged?**

Not according to Heppner. The court said pre-existing documents do not
become privileged just because they are later sent to counsel.

**Does it matter which AI tool is used?**

The courts looked closely at the provider's terms, including whether
it can train on or disclose inputs. Enterprise terms with
confidentiality obligations put a user in a stronger position than
consumer terms.

**Is this settled law?**

No. The three opinions disagree on key points, and no appellate court
has ruled on the question yet.

---
Legal Tech Circle (https://legaltechcircle.com/). News and analysis, not legal advice.
